First, what it is
The statute's design: the claimant warns before suing and gives you the chance to settle with a cease-and-desist undertaking backed by an appropriate contractual penalty. UWG § 13 Abs. 1
Those who may send include competitors that sell or purchase such goods to a not insignificant extent and not merely occasionally. UWG § 8 Abs. 3 Nr. 1
So the sender may be another seller in your category rather than an authority.
Why a missing registration can draw one
UWG § 3a: acting against a statutory rule that also regulates market conduct in the interest of market participants is unfair, if the breach is likely to appreciably affect the interests of consumers, other market participants or competitors. UWG § 3a
Whether a given registration duty (WEEE, battery, packaging, EU responsible person) is such a market conduct rule is for the courts. This guide draws no conclusion.
What the letter must contain: check it against the list
The warning must state clearly and understandably: UWG § 13 Abs. 2
- The sender's name or firm, and the representative's if there is one. UWG § 13 Abs. 2
- The basis of its entitlement to claim. UWG § 13 Abs. 2
- Whether costs are claimed, how much and how they are calculated. UWG § 13 Abs. 2 Nr. 3 und 4
- The violation, with the actual circumstances. UWG § 13 Abs. 2 Nr. 3 und 4
How costs work
If the warning is justified and meets those requirements, the sender can claim its necessary costs. UWG § 13 Abs. 3
But a competitor (§ 8(3) no. 1) cannot claim costs for a warning about breaches of statutory information and labelling duties in e-commerce. UWG § 13 Abs. 4 Nr. 1
If the warning is unjustified or defective, you can claim the costs of your defence, limited to the amount the sender claims. UWG § 13 Abs. 5
Whether a registration duty counts as an "information and labelling duty" affects whether costs can be claimed. That is a question for the lawyer.
The 72-hour checklist
Note: 72 hours is a suggested working window, not a statutory period. The real deadline is the one stated in the letter; write it down.
- Do not sign or reply. Keep the envelope, the original email and the date received.
- Note the deadline stated in the letter and convert it to a date in your location.
- Screenshot the accused listing now, before changing anything.
- Use our guides to check whether the alleged duty exists and look yourself up in the public registers.
- Contact a licensed German lawyer. Bring the letter, screenshots, numbers and representative contract.
- Let the lawyer review the undertaking before deciding whether and how to sign.
What this guide did not verify
Not verified here: how legal fees and contractual penalties are calculated, the consequences of signing, whether the sender may send the letter, and court rulings on whether each registration duty is a market conduct rule. A German lawyer must judge these.